Research on intelligent prediction of surface deformation induced by super-large diameter shield tunneling in silty clay ground
Zhong Jianmin1, Zhang Xiaoping2*, Zhang Liangliang3, Wu Ke2, Tang Shaohui4, Lu Jingke2, Chen Peng5, You Shaoqiang5
1. Urban Construction Group Co., Ltd., Jinan 250014, Shandong, China; 2. Key Laboratory of Safety for Geotechnical and Structural Engineering of Hubei Province, School of Civil and Architecture Engineering, Wuhan University, Wuhan 430072, Hubei, China; 3. China Railway Siyuan Survey and Design Group Co., Ltd., Wuhan 430063, Hubei, China; 4. School of Civil Engineering and Architecture, Guangxi University, Nanning 530004, Guangxi, China; 5. Large Diameter Shield Engineering Co., Ltd., China Railway 14th Bureau Group, Nanjing 211899, Jiangsu, China
Abstract: To accurately predict surface deformation induced by super-large-diameter shield tunneling in silty clay, an intelligent prediction model based on machine learning was developed. The physical and mechanical parameters of the soil were corrected by considering stratum thickness and tunnel burial depth. Three surface-deformation prediction models, namely, a back-propagation(BP)neural network, a support vector machine(SVM), and a random forest(RF), were established in MATLAB. The optimum hyperparameter combinations were determined by cross-validation, grid search, and empirical formulas. Using data from the Jiluo Road Yellow River Tunnel in Jinan, the surface deformation induced by shield tunneling was predicted. Model accuracy was evaluated using mean square error(EMS), root mean square error(ERMS), mean absolute error(EMA), and the coefficient of determination(R2). The results showed that the RF model produced the smallest prediction error, followed by the BP neural-network model, whereas the SVM model produced the largest error and had relatively weak generalization ability. The proposed model provided a reference for predicting surface deformation induced by super-large-diameter shield tunneling under similar engineering-geological conditions.
钟建敏,张晓平,张亮亮,吴柯,唐少辉,鲁婧轲,陈鹏,游少强. 粉质黏土地层超大直径盾构掘进诱发地表变形智能预测研究[J]. 隧道与地下工程灾害防治, 2026, 8(3): 115-121.
Zhong Jianmin, Zhang Xiaoping, Zhang Liangliang, Wu Ke, Tang Shaohui, Lu Jingke, Chen Peng, You Shaoqiang. Research on intelligent prediction of surface deformation induced by super-large diameter shield tunneling in silty clay ground. Hazard Control in Tunnelling and Underground Engineering, 2026, 8(3): 115-121.
[1] 王振峰. 卵石地层中地铁隧道盾构施工引起的地表沉降研究[D]. 西安: 西安科技大学, 2013: 1-6. Wang Zhenfeng. Study on ground surface settlement due to metro shield[D]. Xi'an: Xi'an University of Science and Technology, 2013: 1-6. [2] 唐少辉, 张晓平, 刘浩, 等. 复杂地层水下盾构隧道工程难点及关键技术研究与展望[J]. 工程地质学报, 2021, 29(5): 1477-1487. Tang Shaohui, Zhang Xiaoping, Liu Hao, et al. Engineering difficulties and key technologies for underwater shield tunnel in complex ground[J]. Journal of Engineering Geology, 2021, 29(5): 1477-1487. [3] 赵辰洋, 罗毛毛, 邱静怡, 等. 盾构隧道施工引起地层变形预测方法综述[J]. 隧道与地下工程灾害防治, 2022, 4(3): 31-46. Zhao Chenyang, Luo Maomao, Qiu Jingyi, et al. Prediction of shield tunnelling induced ground movements: the state-of-the-art[J]. Hazard Control in Tunnelling and Underground Engineering, 2022, 4(3): 31-46. [4] 丁智, 李鑫家, 张霄. 基于机器学习的盾构掘进地表变形预测研究与展望[J]. 隧道与地下工程灾害防治, 2022, 4(3): 1-9. Ding Zhi, Li Xinjia, Zhang Xiao. Research and prospect of surface deformation prediction of shield tunneling based on machine learning[J]. Hazard Control in Tunnelling and Underground Engineering, 2022, 4(3): 1-9. [5] Chen Weizhong, Tan Xuyuan, Yang Jianping. Review of state-of-the-art in structural health monitoring of tunnel engineering[J]. Smart Underground Engineering, 2025, 1(1): 40-50. [6] Liu Xian, Gu Kejie, Zhang Baichuan, et al. Automated quantification of longitudinal joint opening in shield tunnels using enhanced multi-modal YOLO and laser scanning[J]. Smart Underground Engineering, 2025, 1(2): 113-134. [7] Suwansawat S, Einstein H H. Artificial neural networks for predicting the maximum surface settlement caused by EPB shield tunneling[J]. Tunnelling and Underground Space Technology, 2006, 21(2): 133-150. [8] Chen R P, Zhang P, Kang X, et al. Prediction of maximum surface settlement caused by earth pressure balance(EPB)shield tunneling with ANN methods[J]. Soils and Foundations, 2019, 59(2): 284-295. [9] 崔童. 大直径泥水平衡盾构施工过程中地层变形特征及地表沉降预测研究[D]. 上海: 上海交通大学, 2019: 65-74. Cui Tong. Study on deformation characteristics and surface settlement prediction of large slurry balance shield during construction[D]. Shanghai: Shanghai Jiao Tong University,2019: 65-74. [10] Wang Y H, Zhao X Y, Wang B T. LS-SVM and Monte Carlo methods based reliability analysis for settlement of soft clayey foundation[J]. Journal of Rock Mechanics and Geotechnical Engineering, 2013, 5(4): 312-317. [11] 李方毅, 张晓平, 许丹, 等. 基于支持向量机的气压辅助掘进条件下盾构隧道地表变形预测研究[J]. 隧道建设(中英文), 2021, 41(7): 1159-1165. Li Fangyi, Zhang Xiaoping, Xu Dan, et al. Prediction of surface deformation of a shield tunnel using air pressure-assisted tunneling based on support vector machine[J]. Tunnel Construction, 2021, 41(7): 1159-1165. [12] Dindarloo S R, Siami-Irdemoosa E. Maximum surface settlement based classification of shallow tunnels in soft ground[J]. Tunnelling and Underground Space Technology, 2015, 49: 320-327. [13] 刘凯. 随机森林自适应特征选择和参数优化算法研究[D]. 长春: 长春工业大学, 2018: 22-29. Liu Kai. Research on adaptive feature selection and parameter optimization algorithm for random forest[D]. Changchun: Changchun University of Technology, 2018: 22-29. [14] Ahangari K, Moeinossadat S R, Behnia D. Estimation of tunnelling-induced settlement by modern intelligent methods[J]. Soils and Foundations, 2015, 55(4): 737-748. [15] 吴柯, 张晓平, 刘浩, 等. 粉质黏土地层超大直径泥水盾构隧道地表变形与施工参数相关关系研究[J]. 工程地质学报, 2021, 29(5): 1555-1566. Wu Ke, Zhang Xiaoping, Liu Hao, et al. Correlation between surface deformation and construction parameters in silty clay ground tunneling with super large diameter slurry shield tbm[J]. Journal of Engineering Geology, 2021, 29(5): 1555-1566. [16] 陈仁朋, 戴田, 张品, 等. 基于机器学习算法的盾构掘进地表沉降预测方法[J]. 湖南大学学报(自然科学版), 2021, 48(7): 111-118. Chen Renpeng, Dai Tian, Zhang Pin, et al. Prediction method of tunneling-induced ground settlement using machine learning algorithms[J]. Journal of Hunan University(Natural Sciences), 2021, 48(7): 111-118. [17] 杨益, 李兴高, 蒋兴起, 等. 粉质黏土地层盾构施工地表沉降关键参数分析与预测[J]. 城市轨道交通研究, 2021, 24(9): 98-103. Yang Yi, Li Xinggao, Jiang Xingqi, et al. Analysis and prediction of key parameters of ground surface settlements due to shield tunneling in silty clay stratum[J]. Urban Mass Transit, 2021, 24(9): 98-103. [18] 沈花玉, 王兆霞, 高成耀, 等. BP神经网络隐含层单元数的确定[J]. 天津理工大学学报, 2008, 24(5): 13-15. Shen Huayu, Wang Zhaoxia, Gao Chengyao, et al. Determining the number of BP neural network hidden layer units[J]. Journal of Tianjin University of Technology, 2008, 24(5): 13-15. [19] Breiman L. Random forests[J]. Machine Learning, 2001, 45(1): 5-32.